Trademark: FINRA 1855196
Word
FINRA
ID
1855196
Trademark Type
Word
Status
Registered: Registered/protected
Application Date
29 June 2017
Registration Date
29 June 2017
Renewal Date
29 June 2027
Service
Davies Collison Cave Pty Ltd
Goods and Services:
Class 35:
Providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, providing and maintaining a registry of member firms and their employees, investment advisors and individuals and entities within the securities and investment industry; business services for others, namely, providing employment and disciplinary information regarding professionals in the securities and investment advisor industries via an online database; providing for others business information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees and investment advisors via an on-line computer database.
Providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, providing and maintaining a registry of member firms and their employees, investment advisors and individuals and entities within the securities and investment industry; business services for others, namely, providing employment and disciplinary information regarding professionals in the securities and investment advisor industries via an online database; providing for others business information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees and investment advisors via an on-line computer database.
Class 41:
Educational services, including, conducting seminars, training, conferences and workshops in the fields of securities regulation and compliance, investor education, and providing continuing education programs for securities industry professionals
Educational services, including, conducting seminars, training, conferences and workshops in the fields of securities regulation and compliance, investor education, and providing continuing education programs for securities industry professionals
Class 45:
Providing information regarding professional qualifications and licensure pertaining to investment professionals who qualify to sell certain types of securities; providing regulatory compliances services for the securities and investment industries, including, enforcement of securities regulations and securities trade rules, examination and investigation to evaluate compliance with securities regulations and securities trade rules, disciplining securities firms and individuals who violate securities rules and laws, and investigation of investor complaints regarding the business conduct of an investment firm or professional; and providing information regarding securities-industry regulations and compliance rules for broker professionals with foreign regulatory authorities, including conducting roundtables
Providing information regarding professional qualifications and licensure pertaining to investment professionals who qualify to sell certain types of securities; providing regulatory compliances services for the securities and investment industries, including, enforcement of securities regulations and securities trade rules, examination and investigation to evaluate compliance with securities regulations and securities trade rules, disciplining securities firms and individuals who violate securities rules and laws, and investigation of investor complaints regarding the business conduct of an investment firm or professional; and providing information regarding securities-industry regulations and compliance rules for broker professionals with foreign regulatory authorities, including conducting roundtables